Mercadien Securities, LLC / Mercadien Asset Management PrivacyPolicy Notice
For the purpose of this document, the term “our customers” refers to you.
- We collect nonpublic personal information about our customers from the following sources:
- Applications or other forms (such as name, address, social security number, assets, andincome).
- Customers’ transactions with us, their financial organizations, or
- Consumer reporting agencies (such as credit worthiness and credit history).
- Our internal data security policies restrict access to nonpublic personal information to authorized employees. We maintain physical, electronic, and procedural safeguards that are designed to comply with federal standards to guard our customers’ nonpublic personal information. Employees who violate our data security policies are subject to disciplinary action, up to and including
- We may disclose nonpublic personal information about our customers to our affiliates, such as banks, mortgage lenders, and securities broker-dealers, in order to provide our customers with access to product offerings and product upgrades, and in order for our affiliates to provide services to us, such as data processing and loan servicing. We may disclose to our affiliates all of the information that we collect, as described above.
- We may disclose nonpublic personal information about our customers to nonaffiliated third- parties withwhom we have contracted to perform services on our behalf, such as, printing, mailing, fraud prevention, and data processing services, as well as nonaffiliated financial organizations with which we have clearing We may disclose all of the information that we collect, as described above. We may also disclose nonpublicpersonal information about our customers as permitted or required by law.
- We do not disclose nonpublic personal information about former customers, except as permitted orrequired by
- The Firm does not currently receive consumer report information on individual clients; however, in the future, if we begin to receive said information, we will ensure proper disposal of consumer report information as specified in Reg S-P.
If you have any questions on our Privacy Policies, do not hesitate to contact us. Thank you.